"Navigating the Impact of COVID-19 for Registered Investment Advisers and Broker-Dealers," an Article Published in the NSCP Newsletter, Currents

Currents, the National Society of Compliance Professionals Newsletter

"Navigating the Impact of COVID-19 for Registered Investment Advisers and Broker-Dealers" was co-authored by Patrick D. Hayes, Senior Counsel with Calfee's Corporate and Capital Markets practice and Jaclyn Moody, Senior Compliance Officer at Burgundy Asset Management Ltd. and published in the April 2020 edition of Currents, the newsletter of the National Society of Compliance Professionals (NSCP). 

*Update January 2021: The article, "Navigating the Impact of COVID-19 for Registered Investment Advisers and Broker-Dealers", co-authored by Calfee's Patrick D. Hayes, was selected by the NSCP Publications Committee for inclusion in the annual "Best of Currents" issue, which was published in December 2020.

The article is shared with permission from NSCP and the co-author.

Related Materials:

• NSCP Currents Article_Navigating the Impact of COVID-19 for RIAs and Broker-Dealers_042020