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Overview

Jen is a skilled legal and compliance professional with decades of experience supporting financial services firms and their legal and compliance needs.

She directs the compliance testing program at Calfee for all registered investment adviser and broker-dealer clients, and she has significant experience supporting firms in the design and implementation of their compliance testing processes, including email reviews, account documentation, fees and billing, suitability, privacy, and identity theft red flags.

Prior to joining the Investment Management Law group in 2023, Jen previously served as Office Manager for the Calfee Cincinnati office. 

Jen Diers is not licensed to practice law.

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