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Seeking a chief compliance officer to work in our Cincinnati office for Calfee Strategic Solutions (CSS), a wholly owned subsidiary of Calfee, Halter & Griswold LLP.  CSS is not a law firm and does not provide legal services.  It supports advisers in the development and administration of their compliance programs.

The chief compliance officer will be a part of our growing compliance team and will be responsible for developing, maintaining, and monitoring regulatory compliance standards for the registered investment adviser and broker-dealer clients of CSS in the overall management of the client’s compliance program, the application of compliance policies and procedures, and the development of the firm’s governance and risk management practices. This includes developing an overall strategic vision for the compliance functional areas of CSS broker-dealer and adviser clients, maintaining regulatory risk and governance oversight by analyzing and establishing internal controls for the client’s primary lines of business, communicating with senior management and departmental management, supervising employee conduct and firm operations, and coordinating the review of relevant policies and procedures of the client based on new regulatory guidance and industry best practices.

Responsibilities include


Interested candidates should submit a cover letter and resume to Catherine Davis, Professional Recruiting Coordinator, at

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